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What Is Everyone's Exams situations like?
Guys I will admit this could be under the category of complaining, but I was wondering how common this is to everyone else. I currently am a first year associate I started in Jan 24. Currently doing about 55 - 75 hours a week depending on timing ect. I am currently in the process of getting my...
Can you study for Series 63 in less than 2 days?
Basically, I didn't take the SIE before my start date like my bank had recommended, so I am taking Series 79, SIE and Series 63 in the 2 virtual weeks we get to take the series exams. I already passed series 79 the first week, but am currently concentrating on the SIE, and will only have 2 days to...
Series 63 / 7 / SIE
Hey guys, Just accepted an offer in MBS S&T (sales desk analyst) and I am asked to complete the series 63/7/SIE exams. What is the most effective way to study for all three and pass all in one go? Should I be studying each test on its own, or should I mix in a little of all 3? I've been using STC...
Just failed Series 79 TO and 63-how bad is it?
Made this account just to ask this, but how bad is it starting as a first year IB analyst having failed the 63 and 79? I know I have two tries before getting fired, which is also terrifying, but on a scale of 1-10 how dumb is my manager going to think I am?
SIE vs. Series 63 - California
My employer recently asked me to acquire the Series 63 certification, but I read somewhere that the best way to go for it is doing the SIE then either 6 or 7. After this it was advised to go for the Series 63. I'm trying to figure out if I should take the 63 right away, or follow this suggestion I...
How was the Series 63 today everyone?
Was it harder/ easier than you expected? How long did you study for it? What scores were you getting before you took it and did you pass/fail? How did the material line up with your test prep?
What certifications can I get done in school to boost my chances at getting internships?
I'm from a non-target in the South East studying Finance, with a minor in something that's adjacent to Statistics (debating going for Data science but it'd push my graduation back), decent GPA. I have an internship for the Fall semester lined up at a local branch of a Fortune 500 firm in the Finance...
STC Series 7, Series 63, SIE study books for sale
Recently passed all 3 exams using the material from STC. Moving on to 79 now using Knopman Marks based on the feedback from this forum. Selling my 3 textbooks from the STC course in case anyone is interested currently on eBay. Open to offers, feel free to reach out to me on here! Based in the bay...
Passed Exams!
Hi all. I recently pass the SIE, Series 63 & Series 65. I also have a MBA and did commodities (more trade support) many years ago. What type of jobs do you think I am qualified to apply for? Thanks in advance for your time!
Series 63 Knopman
Taking the Series 63 in a week and I've been using Knopman Marks to study. I think KM uses Kaplan's QBank for the 63. I'm scoring in the high 70s low 80s right now and was wondering for anyone who's taken the 63--how difficult was it compared to Knopman Marks /QBank. Did you feel it prepared you...
SIE, 63, 79 materials for sale
If anyone is interested. Material from Knopman Marks. $270 for all three - a little more if purchased separately.
I Have 3 Weeks to Take the SIE & Series 79
I have 3 weeks to take the SIE & Series 79, then 1 week to take the Series 63. Am I fooked? Using Knopsman
Selling STC and Knopman SIE, S7, S63, S79 Textbooks + Class Slides
Items for sale include: - SIE Knopman Marks Textbook - SIE STC Textbook - SIE Knopman Marks Official Bound Class Workbook (slides, review Q&A, review charts, options worksheet class summary) - Series 7 STC Textbook - Series 63 STC Textbook - Series 79 Knopman Marks Textbook - Series 79 Knopman Marks...
Series 79 / Series 63 tutoring
Hi all! Offering consultation/ tutoring for the Series 79 and/or the Series 63. I achieved a 93% on the 79 and a 97% on the 63 (happy to supply confirmation of those scores), which is in the 99.8th percentile. In-person tutoring in New York, or tutoring/ consultation by phone. Let me know if...
Knopman Series 7, 63, 87 and STC Series 86, 87 materials available
I have Series 7, 63, and 87 materials from Knopman and also Series 86 and 87 materials available from STC. Please PM me if interested!
How do I take the Series 65? I am a FINRA member with the Series 63 and 6
I am a licensed Finra member working for a broker dealer. I have my Series 6 and 63. How do I go about sitting for the Series 65? My firm will not sponsor me for it. I have a U4 so the U10 is not an option. I purchased the study material myself and am ready to sit. What do I do?
Series 63 & 79 Materials for Sale
I bought my materials last summer and passed the 63 last July and 79 this March. My online logins expired, but selling the textbooks Series 63 - STC book for $25 (retail $125). The book is highlighted and underlined. Series 79 - Knopman book $150 OBO (retail $655). 400 pgs, has less than 5% of...
Kaplan Series 7 & 63 Materials
Selling the following: Kaplan Series 7 * Study Calendar * Series 7 License Exam Manual 10th edition (PDF. Can also send the Print Manual) * SecuritiesPro QBank (2,700 Questions) * Video Library * Series 7 QuickSheet (6 page Cheatsheet) * Options QuickSheet (2 page Cheatsheet) Kaplan Series 63 *...
Stockbroker to Active Trading
I have Series 7 and 63 licenses from institutional trading . I'm looking to transition to a stockbroker role. Think Scottrade, TD Ameritrade, etc. How would you explain why the switch from trading to financial advisory? Also, if they ask what do you plan on doing with this role long term, my goal...
Have any of you taken the series 63 or 65 while in college for undergrad? Thoughts on doing so?
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Selling STC Series 63 and Series 79 study materials
Valued at several hundred dollars, I am selling my Series 63 book for $50 and my Series 79 Binder plus class notes for $120. I have passed both exams and no longer need the materials. I live and work in Manhattan - PM me if interested.
Series 6 and 63 Exams
My new job requires that I take the Series 6 and 63 exams within three weeks in order to maintain employment going forward. I am new to the financial sector, but am excited about the opportunity to learn about the markets and talk with clients about investment strategies. How difficult are both...
Series 6/63 or 7/66 licensing
Hi guys, just thought I'd jump on here and see if anyone can help answer some questions. I entered into the financial planning field about 3 years ago at the suggestion of a friend to get my licenses. However, I only received my life and health before I went on to leave the company and start my own...
Is STC bullshit?
Hi, I've read the STC series 63 study manual, done their flashcards and practice exams and I've noticed that a bunch of their material extremely trivial. I couldn't imagine that a short, 60 question exam would require you know half of it. I've also noticed their practice exams are full of typos and...
Knopman Vs STC for series 63
Hi all, I'm taking the series 63 in a couple weeks and I was wondering which which prep I should use: Knopman or STC (or do both suck)? Also, which package should I buy? Should I even bother with lectures or should I stick with the self study guide (Flashcards, manual, and Final Exams only). Thx.
Has anyone taken the Series 99?
I just started a new job and they want me to take the Series 99 exam tomorrow (less than a week before CFA Level 1 -_- ) I've been using Kaplan's online practice exams and read their book. Has anyone taken the 99 before? I'm wondering how similar Kaplan and the exam are/what ways you studied. I also...
For Sale: Series 79 (STC and Knopman) and 63 (STC) books/materials
I have STC Series 79 and 63 books in mint condition as well as PDF/exam factsheet/online exams/practice questions available until June 2015. Also have Knopman Series 79 with online exams access. Let me know if you are interested in buying: p r c h o h a n at gmail dot com. Thanks.
Series 63? - S&T Desk for a small broker dealer
I work on the Sales and Trading desk for a small broker dealer that does municipal bonds only. I passed my Series 52 a year ago. Do I need my Series 63 in order to speak with customers in sales and trading capacity?
How Hard is the Series 63 License Exam?
After getting through the 79 I'm required to get this. Anyone taken it before? How difficult? Is Knopman the best prep for this as well or is STC better? What is the Series 63 Exam? The Series 63 is a securities license entitling the holder to solicit orders for any type of security in a particular...
Series 7 and 63 about to expire
I recently quit my job due to pay cuts. I took my Series 7 on Feb, 4 2011 and 63 on Feb 11th, 2011. To my understanding they expire 2 years later, so on Feb 4, 2013 and Feb 11, 2013 respectively. Is there any way I can do the CE without have a firm sponsor them or table them somehow? Every time I...
Advice for Taking the Series 7, 63 and 79 Exams
Hi all- just started as an analyst, need to pass 7, 63 and 79 within 90 days. Any advice on the order in which I should take the tests and how much time I should allow myself to study? I'm working 60-80 hours/week. Also, testing material company suggestions a plus. Thanks a lot! How to Pass the...
Knopman S63 & S79 Materials - For Sale
Hi All: I'm selling my Knopman S63 & S79 materials. I've posted all of the details in a Craigslist ad (note, I'm located in Chicago). Link is here... http://chicago.craigslist.org/chc/bks/3168570936… Contact me via Craigslist or WSO and I'm happy to answer any questions. This is my first post but...
How I got into Wall Street and the steps I took
MOD NOTE: HILARIOUS WSO SPAM FAIL I want to share a great opportunity and my experience with a program I have recently completed. I took a class to attain my license for the Series 7 , through a 4 day preparation class and how I got a job through the program. I took this class because I am...
Tutoring for FINRA / Life Insurance exams in Georgia
Since I've seen some people struggle with the following tests, I am willing to offer tutoring sessions for the Series 6 and Series 63 licenses. I am in Atlanta so anywhere in the Atlanta area including downtown, midtown and buckhead at a local coffee shop or local library. I am also offering...
Series 7 and Series 63
I recently got offer for equity research. As part of the position, I am required to take the Series 7 and Series 63 exam. How should I prepare for these exams? Are there any good exam prep materials I should use? WSO Series 7 Prep Course Here
Series 79 & 63
Hey all, I am looking for a way to get sponsored for the Series 79 & Series 63 exams because I'm trying to get an Analyst position in M&A . I have finance experience and want to get 79 & 63 licenses to improve my chances of landing an I-Banking Analyst position. Anyone here know a firm that sponsors...
Series 7 and 63 for Analyst Program
Hello, I am starting a full time Analyst position in NYC this summer at a BB Private Bank. I know that I will need to take the Series 7 and pass. When will I need to take the exam (ie. within a few months of my start date)? Can I take it before I start my position? Am I supposed to be "sponsored" or...
Expired Securities Licenses - Question for Experienced Monkeys
I wanted to get some feedback from experienced people who have seen this. Although you may not be on that side of the business (anything sales related or security product related), does anyone know what's the rule on this? Once your licenses expire and you have no intention of reviving them, do you...
Series 3/63/65 study guides?
Anyone have suggestions about ways to get my hands on these guides or which ones are worth the money? I don't really want to have to buy them if at all possible, but I'd like to knock these exams out in the next month or so.
Recommendation on 63 Test Material
Need to study for this, I have skimmed through the topics it isn't intellectually heavy but I can def the questions being tricky. The NASAA website has links for several vendors, can you guys give me some suggestions to who has quality test prep material? thanks
Study for series 79 and 63 before training?
I am starting at a BB in a few weeks as a new associate out of bschool and was wondering if anyone would recommend studying for the Series 79 and/or 63 before I start. I know I'll have time and resources to study in training but have any of you regretted waiting until then to study for it?
Certifications and Series Exams
I'm working at a boutique IB and have both my series 7 and 63. Are there any other FINRA administered licenses worth getting? I would like to add something to my resume other then the CFA . Also, has anyone heard of getting your AVA (Accredited Valuation Analyst)? It is supposed to be easier and...
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